Square Mile Connections is thrilled to be partnering with a rapidly growing non-banking financial institution based in London, seeking a Permanent Senior Compliance Consultant - Capital Markets. This is an exciting opportunity for a seasoned compliance professional to join a dynamic team, providing expert advice on regulatory changes, financial crime prevention, and regulatory framework enhancement. You will be instrumental in guiding clients through complex regulatory landscapes such as EMIR and MiFID II while leading projects aimed at ensuring adherence to market-focused regulations and compliance standards.
Responsibilities
- Client delivery and responsibility for achieving agreed billable hours target.
- Providing high-quality advice and support on a range of regulatory compliance matters, including conducting regulatory reviews and delivering training sessions for compliance staff and senior management.
- Assisting with authorisations and drafting policies and procedures.
- Managing projects with multiple workstreams, including project planning, budgeting, and resource management.
- Acting as the main point of contact for a portfolio of clients and ensuring accurate invoicing and timely payment.
- Building and maintaining professional relationships with clients while actively seeking to enhance the company's pipeline.
- Keeping abreast of regulatory developments, understanding their impact on client activities, and proactively communicating these changes.
Requirements
- Demonstrated experience in compliance within a financial institution, legal practice, consultancy, or regulator.
- In-depth knowledge of EMIR, MiFID II, Benchmarks, MAR, and other relevant regulations.
- Strong understanding of key regulatory challenges across various asset classes.
- Experience in interpreting regulatory rules into practical compliance solutions.
- Excellent communication skills with the ability to engage confidently with board and executive-level clients.
- Strong multitasking and prioritisation skills to effectively meet tight deadlines.
This prestigious position offers an attractive benefits package and the opportunity to work in a collaborative environment where your contributions are valued. If you are a motivated compliance professional ready to take the next step in your career while helping clients navigate the complexities of regulatory compliance, we invite you to apply for this role. Join us and help shape the future of compliance in capital markets!
Take the next step in your career today. Apply now!